Risk & Audit

Delivery and management of Internal Audit projects and functions – based on cumulative knowledge of Internal auditing across many different clients and organisations.

Full cycle of Internal Audit activities covered:

  • Risk Assessments
  • Audit universe scoping
  • Annual Planning
  • Audit Execution
    • Planning
    • Fieldwork
    • Reporting
  • Continuous monitoring
  • Finding Management
  • Reporting to Audit Committee, Non-Exec Directors, Control Officers
  • Stakeholder relationships
  • Advisory
  • RCM models (Recommended Risks, Controls, Tests)
  • Audit Software
  • Audit Methodology
  • Quality Assurance

Types of reviews and projects

  • Risk Based audits
  • Agile auditing
  • Cradle-to-grave reviews
  • Limited reviews
  • Special projects
  • Validations – Findings, Action plans, Reg commitments
  • Interim Finding Remediations
  • Value-for-money
  • Project reviews (pre-implementation, post-implementation)
  • Third-party audits
  • Attestations and regulatory audits (SOX, AML, Models, Algo)
  • Pre-audit advisory